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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 1/19/2018 8:36:38 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Organization - Trading FacilityAqua-Index Exchange, LLC08/10/2015DCM (Designated Contract Market) Application  2
ActionSouthwest Power Pool, Inc.10/17/20134(c) Action: Application for 4(c) Exemption06/22/2015Request from Southwest Power Pool for 4(c)(6) Exemption. A proposed order and request for comment was published on 5/21/15.21
Organization - Trading FacilityGFI Futures Exchange LLC03/19/2013DCM (Designated Contract Market) Application .20
ActionCommercial Energy Working Group09/20/20124a(a)(7) Petition: Exemptive Relief - Bona Fide Hedging Transactions  1
ActionCommodity Markets Council09/11/20124a(a)(7) Petition: Modify reporting requirements under Reg. 151.5(c)  1
ActionAmerican Public Power Association et al.07/12/2012Petition for Rulemaking: Petition to amend CFTC Rule 1.3(ggg)(4)  14
ActionNational Rural Electric Cooperative Association et al.06/08/20124(c) Action: Petition for relief from requirements of the CEA  1
ActionChicago Mercantile Exchange, Inc.04/26/20124a(a)(7) Petition: Exemptive relief - bona fide hedging transactions.  1
ActionAmerican Petroleum Institute03/13/20124a(a)(7) Petition: Exemptive relief - bona fide hedging transactions  1
ActionWorking Group of Commercial Energy Firms01/20/20124a(a)(7) Petition: Exemptive relief - bona fide hedging transactions.  15
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