Organization | Country | Filing Description | Status | Date | Remarks | Associated Documents |
B3 S.A. - Brasil, Bolsa, Balcao | Brazil | Initial request for General relief. 67 Fed. Reg. 45056 (July 8, 2002) | Order Issued Granting | 06/28/2002 | The Order was issued to the Bolsa de Mercadorias & Futuros (BM&F). BM&F changed its name to B3 in July 2017. | 1 |
Bombay Stock Exchange Limited | India | Request for exemption pursuant to Commission Regulation 30.10 on behalf of designated members of BSEL | Pending | 02/26/2016 | | 0 |
Bursa Malaysia Derivatives Bhd | Malaysia | Initial request for General Relief. 75 Fed. Reg. 35291 (June 22, 2010) | Order Issued Granting | 06/15/2010 | | 1 |
Eurex Deutschland | Germany | Initial request for Extended relief. 67 Fed. Reg. 30785 (May 8, 2002) | Order Issued Granting | 04/29/2002 | | 1 |
Financial Services Authority | United Kingdom | Amended request for Extended relief. This order consolidated and updated the relief set forth in prior orders issued to the AFBD, IMRO, SFA, SIB and TSA. 68 Fed. Reg. 58583 (October 10, 2003) | Order Issued Granting | 09/30/2003 | | 1 |
Hong Kong Securities and Futures Commission | Hong Kong | Initial request for General Relief. 80 Fed. Reg. 15680 (March 25, 2015) | Order Issued Granting | 03/19/2015 | | 0 |
ICE Futures Canada, Inc. | Canada | Initial request for General relief. 66 Fed. Reg. 27859 (May 21, 2001) | Deemed Withdrawn | 07/27/2018 | Formerly known as The Winnipeg Commodity Exchange, Inc., renamed effective January 1, 2008. ICE Futures Canada ceased operations on July 27, 2018. | 1 |
Korea Exchange | Korea, Republic Of | Initial Request for General Relief. 81 Fed. Reg. 7204 (February 11, 2016) | Order Issued Granting | 02/08/2016 | | 1 |
Marche a Terme International de France | France | Initial request for General relief. 55 Fed. Reg. 23902 (June 13, 1990) | Order Issued Granting | 06/06/1990 | As set forth in the Federal Register release, the Commission entered into a Mutual Recognition Memorandum of Understanding (MRMOU) with the French Commission Operations de Bourse (COB) to address, among other issues, Reg. 30.10 relief applicable to French firms trading on MATIF. As of August 1, 2003, the Autorite des Marches Financiers (AMF) succeeded the COB as the French counterpart to the MRMOU. | 1 |
MEFF AIAF SENAF Holding de Mercados S.A. | Spain | Initial Request for General Relief. 62 Fed. Reg. 16687 (April 8, 1997) | Order Issued Granting | 04/01/1997 | Relief issued with respect to MEFF Renta Variable products. | 1 |
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