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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 7/31/2015 12:59:51 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationLCH.Clearnet Ltd.07/30/2015Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members.  1
Rule - Trading FacilityNASDAQ Futures, Inc.07/29/2015Correction to Rulebook  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.07/29/2015Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.07/29/2015Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)07/29/2015Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537  1
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.07/29/2015Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.07/29/2015Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537  1
Rule - Trading FacilityCommodity Exchange, Inc.07/29/2015Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537  1
Rule - Trading FacilityBloomberg SEF LLC07/29/2015Bloomberg SEF LLC hereby notifies the Commission that it has amended its Rulebook. The amended Rulebook will become effective on August 13, 2015.  1
Rule - Product Terms and ConditionsOneChicago LLC07/27/2015Amending Position Limits for Certain Security Futures Products Pursuant to Commission Regulation 41.25(a)(3) - Effective July 28, 2015 Products Affected: BABA, CHK, EWZ, FCX, FXI, HAL, PBRA, RAD, S, UVXY, YHOO, XLE  1
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