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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 10/31/2014 12:36:19 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilitytrueEX LLC10/30/2014Self certification of rule amendments.  1
Rule - Trading FacilitytrueEX LLC10/30/2014Self-certification of rule amendments  1
Rule - Clearing OrganizationICE Clear Credit LLC10/30/2014ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements.  2
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.10/30/2014Deletion of NYMEX Rules 990 and 992  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.10/30/2014Deletion of NYMEX Rules 990 and 992  1
Rule - Clearing OrganizationICE Clear Credit LLC10/30/2014ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process.  2
Rule - Trading FacilityGFI Swaps Exchange LLC10/30/2014Revised fee schedule  2
Rule - Trading FacilityBloomberg SEF LLC10/29/2014Bloomberg SEF LLC hereby notifies the Commission that Bloomberg SEF will release the Notice to Participants attached as Exhibit A to this certification on November 14, 2014.  1
Rule - Trading FacilityCantor Futures Exchange, L.P.10/29/2014Resumption of listing trading months in BRITISH POUND SPOT INDEX DIGITAL FLEX SWAPS contract.  1
Rule - Clearing OrganizationICE Clear Europe Limited10/28/2014Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts  2
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