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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 11/29/2014 1:00:06 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityChicago Mercantile Exchange, Inc.11/28/2014Modifications to the CME FX Premium Quoted Options Market Maker Program  1
Rule - Trading FacilityCBOE Futures Exchange, LLC11/28/2014The filing extends CFE's Trading Privilege Holder Permit Program for an additional year so that all trading permits issued under the TPH Program will now expire on December 31, 2015.  1
Rule - Trading FacilityCBOE Futures Exchange, LLC11/28/2014Proposal to extend CFE's DPM Market Performance Benchmarks Program for an additional year so that general and specific product specific market performance benchmarks will now expire on December 31, 2015.  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.11/26/2014Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.11/26/2014Issuance of CME & CBOT Market Regulation Advisory Notice RA1408-3 Concerning Block Trades  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)11/26/2014Issuance of CME & CBOT Market Regulation Advisory Notice RA1408-3 Concerning Block Trades  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.11/26/2014Modifications to the CME CTA/Hedge Fund Incentive Program  1
Rule - Clearing OrganizationICE Clear Credit LLC11/25/2014ICC proposes to update and formalize the ICC Operational Risk Management Framework.  2
Rule - Trading FacilitySwapEx LLC11/25/2014Various amendments that generally clarify existing rules.  4
Rule - Trading FacilityGFI Swaps Exchange LLC11/25/2014Revised fee schedule  2
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