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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 10/20/2014 1:55:01 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.10/17/2014Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS")  1
Rule - Trading FacilityICAP Global Derivatives Limited10/17/2014Amended Fee Card  2
Rule - Trading FacilityNew York Mercantile Exchange, Inc.10/17/2014Modifications to Globex Core Metals Volume Incentive Program  2
Rule - Trading FacilityCommodity Exchange, Inc.10/17/2014Modifications to Globex Core Metals Volume Incentive Program  2
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.10/17/2014Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract  1
Rule - Trading FacilityNorth American Derivatives Exchange, Inc.10/17/2014This filing add 20-minute Intraday Binary Contracts in the US Indices, condenses the contract specifications in these Rules, amends its Market Maker Agreement, and clarifies its Fee Schedule. This submission also affects Nadex as a DCO.  1
Rule - Trading FacilityDW SEF LLC10/16/2014Updated Notice to all DW SEF Participants regarding when block treatment of a Package Transaction is appropriate.  2
Rule - Trading FacilityCBOE Futures Exchange, LLC10/15/2014Rule certification to establish transaction fees for a new product to be traded on CFE called the CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index (VXTYN) futures contract, which will commence trading on CFE on or after November 13, 2014.  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.10/15/2014Modifications to Central Bank Incentive Program  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)10/15/2014Modifications to Central Bank Incentive Program  1
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