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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:
Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 5/21/2013 10:05:39 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationICE Clear Europe Limited05/19/2013New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations.  1
Rule - Clearing OrganizationICE Clear Europe Limited05/19/2013Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary.  1
Rule - Product Terms and ConditionsKansas City Board of Trade05/17/2013Replaces paper warehouse receipts with electronic warehouse receipts. Products Affected: Wheat  2
Rule - Trading FacilityNew York Mercantile Exchange, Inc.05/17/2013Modifications to NYMEX Crude and Refined Futures Market Maker Program. NYMEX #13-181  0
Rule - Trading FacilityICE Futures U.S., Inc.05/17/2013Amendments to the Trade at Settlement, which explains the Exchange's TAS functionality. ICE US #13-45  0
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)05/17/2013Modifications to an existing market making program in support of certain Long-Term US Treasury Bond futures contracts that are traded on Globex. CBOT #13-179  0
Rule - Product Terms and ConditionsNew York Mercantile Exchange, Inc.05/17/2013Increasing Position Limits and Accountability Levels for Brent Crude Oil Futures and Options Products Affected: Brent crude oil futures and options  1
Rule - Product Terms and ConditionsNYMEX Clearing House05/17/2013Revising Position Limit and Position Accountability rule for Eleven (11) Peteroleum contracts Products Affected: eleven NYMEX petroleum contracts  0
Rule - Trading FacilityChicago Mercantile Exchange, Inc.05/16/2013Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182  0
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)05/16/2013Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182  0
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