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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 1/31/2015 12:26:29 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityICAP SEF (US) LLC01/30/2015Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this filing.  3
Rule - Trading FacilityICAP Global Derivatives Limited01/30/2015Revised Rulebook. Confidential Chapter 9 has been redacted from the Rulebook for this submission.  3
Rule - Trading FacilityCantor Futures Exchange, L.P.01/29/2015Per discussion with Commission staff, designation of and rules respecting "Referring Participants" and "Referred Participants".  1
Rule - Trading FacilityCBOE Futures Exchange, LLC01/28/2015Rule Certification that amends CFE Rules to reflect the CFTC's new OCR Final Rule. This Rule Certification will not become effective until a date announced through the issuance of a circular and is subject to potential, additional CFTC directive.  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.01/28/2015Adoption of CME SEF Recordkeeping and Reporting Policy  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.01/28/2015Amendments to Rule 561 "Reports of Large Positions" and Issuance of CME Group Market Regulation Advisory Notice RA1502-5  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)01/28/2015Amendments to Rule 561 "Reports of Large Positions" and Issuance of CME Group Market Regulation Advisory Notice RA1502-5  1
Rule - Trading FacilityCommodity Exchange, Inc.01/28/2015Amendments to Rule 561 "Reports of Large Positions" and Issuance of CME Group Market Regulation Advisory Notice RA1502-5  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.01/28/2015Amendments to Rule 561 "Reports of Large Positions" and Issuance of CME Group Market Regulation Advisory Notice RA1502-5  1
Rule - Trading FacilitytrueEX LLC01/27/2015trueEX LLC DCM Fee Schedule  1
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