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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 12/17/2014 7:39:31 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityNew York Mercantile Exchange, Inc.12/16/2014Modifications to the Natural Gas Financial Products Market Maker Program  2
Rule - Trading FacilityICE Futures U.S., Inc.12/16/2014Effective January 1, 2015 the Exchange is implementing the Russell Futures and Options/ETF Volume Incentive Program replacing the Russell Volume Incentive Program.  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.12/16/2014Extension of the NYMEX Natural Gas Basis Fee Waiver Program  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.12/16/2014Modifications to the NYMEX Natural Gas Basis ClearPort Fee Discount Program  1
Rule - Clearing OrganizationICE Clear US, Inc.12/16/2014ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.12/16/2014Modifications to the NYMEX Natural Gas Basis Market Maker Program  2
Rule - Trading FacilityChicago Mercantile Exchange, Inc.12/16/2014Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.12/16/2014Issuance of Market Regulation Advisory Notice RA1411-5  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)12/16/2014Self-certification of CBOT Financial and Regulatory Bulletin #15-01  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.12/16/2014Implementation of the CME Electronic Incentive Program  1
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