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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 10/26/2014 3:39:33 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationLCH.Clearnet Ltd.10/24/2014Change to the SwapClear service European Client Account Fees  1
Rule - Clearing OrganizationOptions Clearing Corporation10/24/2014This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member.  1
Rule - Clearing OrganizationNatural Gas Exchange Inc.10/24/2014NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code.  1
Rule - Product Terms and ConditionsChicago Mercantile Exchange, Inc.10/23/2014Amendments to Six (6) Interest Rate Futures and Option Contracts and CME Rule 813 Products Affected: Various  1
Rule - Trading FacilityEris Exchange, LLC10/22/2014Volume Discount Program  2
Rule - Clearing OrganizationOptions Clearing Corporation10/21/2014This proposed rule change would provide that OCC's President will be its Chief Operating Officer, and that the President will not be a Management Director.  1
Rule - Trading FacilityICE Futures U.S., Inc.10/20/2014New Henry Hub Options Trading Incentive Program  2
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.10/17/2014Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS")  1
Rule - Trading FacilityICAP Global Derivatives Limited10/17/2014Amended Fee Card  2
Rule - Trading FacilityNew York Mercantile Exchange, Inc.10/17/2014Modifications to Globex Core Metals Volume Incentive Program  2
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