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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 4/24/2014 7:05:41 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationLCH.Clearnet Ltd.04/23/2014LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress.  1
Rule - Trading FacilityCommodity Exchange, Inc.04/22/2014Implementing the Aluminum Futures Market Maker Program. COMEX #14-141  1
Rule - Trading FacilityCommodity Exchange, Inc.04/22/2014Implementing the Aluminum Futures Volume Incentive Program. COMEX #14-142  1
Rule - Product Terms and ConditionsCommodity Exchange, Inc.04/22/2014Chapter 7 amendments to accomodate new COMEX Aluminum physically delivered futres contract. Products Affected: Ch. 7 amendments to accomodate new Aluminum future  1
Rule - Trading FacilityICE Futures U.S., Inc.04/22/2014Amendments to Disciplinary Rule 21.02(e), which allow the VP of Market Regulation to issue summary fines for additional rule violations. ICE US #14-35  1
Rule - Trading FacilityICE Futures U.S., Inc.04/22/2014Amendments to Pre-Execution Communication FAQ. ICE US #14-34  1
Rule - Clearing OrganizationLCH.Clearnet Ltd.04/22/2014LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionality currently provided by NYSE Technologies.  1
Rule - Product Terms and ConditionsOneChicago LLC04/21/2014Delist 3 SFPs Products Affected: SFPs  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.04/21/2014Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139  1
Rule - Trading FacilityCommodity Exchange, Inc.04/21/2014Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139  1
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