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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 7/31/2014 5:26:10 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.04/01/2014Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR  2
ActionLCH.Clearnet Ltd.01/10/2014Request for Amended Order: Request for amended order.02/26/2014 7
ActionSouthwest Power Pool, Inc.10/17/20134(c) Action: Application for 4(c) Exemption Request from Southwest Power Pool for 4(c)(6) Exemption5
Rule - Clearing OrganizationICE Clear Credit LLC03/06/2013Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults.  1
ActionCommercial Energy Working Group09/20/20124a(a)(7) Petition: Exemptive Relief - Bona Fide Hedging Transactions  1
ActionCommodity Markets Council09/11/20124a(a)(7) Petition: Modify reporting requirements under Reg. 151.5(c)  1
ActionAmerican Public Power Association et al.07/12/2012Petition for Rulemaking: Petition to amend CFTC Rule 1.3(ggg)(4)  14
ActionNational Rural Electric Cooperative Association et al.06/08/20124(c) Action: Petition for relief from requirements of the CEA  1
ActionChicago Mercantile Exchange, Inc.04/26/20124a(a)(7) Petition: Exemptive relief - bona fide hedging transactions.  1
ActionAmerican Petroleum Institute03/13/20124a(a)(7) Petition: Exemptive relief - bona fide hedging transactions  1
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