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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 3/30/2015 12:23:04 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Product Terms and ConditionsNew York Mercantile Exchange, Inc.03/26/2015Expansion of the Listing Schedule of the Singapore Mogas 92 Unleaded (Platts) Brent Crack Spread Futures Contract Products Affected: Singapore Mogas 92 Unleaded (Platts) Brent Crack Spread Futures  1
Rule - Clearing OrganizationLCH.Clearnet Ltd.03/25/2015LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications.  1
Rule - Clearing OrganizationICE Clear Credit LLC03/25/2015The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physical settlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement.  5
Rule - Trading FacilityThomson Reuters (SEF) LLC03/25/2015Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook.  2
Rule - Trading FacilityTW SEF LLC03/24/2015TW SEF Rulebook Amendments  4
Rule - Trading FacilityDW SEF LLC03/24/2015DW SEF Rulebook Amendments  4
Rule - Trading FacilityICAP Global Derivatives Limited03/24/2015Amendments to Fee Card  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.03/24/2015Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures")  1
Rule - Trading FacilityCommodity Exchange, Inc.03/24/2015Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures")  1
Rule - Trading FacilityICAP Global Derivatives Limited03/24/2015Revised Facility Rulebook  4
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