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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 7/22/2014 5:23:16 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityThomson Reuters (SEF) LLC07/08/2014Thomas Reuters - Amendments to Rulebook - Submission #14-03  1
Rule - Clearing OrganizationDTCC Data Repository06/27/2014Amendments to DTCC Data Repository LLC Annex I to the User Agreement  0
Rule - Clearing OrganizationDTCC Data Repository06/13/2014DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03  1
Rule - Clearing OrganizationDTCC Data Repository06/06/2014Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02  1
Rule - Product Terms and ConditionsChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)05/23/2014Correction of typographical errors, updated contract names and amendments to harmonize language used across similar options on futures spreads Products Affected: Options on Intercommodity Wheat Futures Spreads  2
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.04/01/2014Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR  2
Rule - Product Terms and ConditionsCommodity Exchange, Inc.03/03/2014Decerease Position Limits and accountability levels for 4 copper contracts Products Affected: Decrease Position Limits & Acct Lvl for 4 Copper c  1
Rule - Trading FacilitytpSEF Inc.02/21/2014tpSEF Inc. Rulebook Amendments to Rule 4011(b) (February 20, 2014)  1
Rule - Trading FacilitytpSEF Inc.02/03/2014tpSEF Inc. Amended Fee Schedule (January 31, 2014)  1
Rule - Trading FacilityBGC Derivatives Markets, L.P.01/30/2014Resubmission of Rule 505 - Contract Specifications are being amended to provide that persons entering into pre-discussed trades or cross trades in the specified Interest Rate Swaps, must wait at least 5 seconds after the Initial Order. BGC #2013-03  7
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