Font Size: AAA // Print // Bookmark

Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 11/23/2014 6:45:08 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityICE Swap Trade LLC11/21/2014ICE Swap Trade, LLC is amending its Error Trade Policy.  2
Rule - Trading FacilityChicago Mercantile Exchange, Inc.11/21/2014Modifications to Agricultural Options Market Maker Program  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)11/21/2014Modifications to Agricultural Options Market Maker Program  1
Rule - Trading FacilityICE Futures U.S., Inc.11/20/2014Weekly Notification that the Exchange amending Block Trade FAQ correcting outdated references to LIFFE White Sugar and an out of date cross reference in Rule 4.08(b)(iv).  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.11/20/2014NYMEX Iron Ore Incentive Program  2
Rule - Trading FacilityOneChicago LLC11/20/2014NTM 2014-33 provides guidance to market participants regarding the reporting of bilateral block and bilateral EFP trades  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.11/20/2014Establishment of a Block Trade Minimum Threshold in Eleven (11) New NYMEX Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1412-4  1
Rule - Trading FacilityCommodity Exchange, Inc.11/20/2014Establishment of a Block Trade Minimum Threshold in Eleven (11) New Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1412-4  1
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.11/20/2014Changes to CDS Product Terms for Acceptance of iTraxx  3
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.11/20/2014Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS")  1
Page: 1 of 9 [Results 1 - 10] of 81
Next>>>