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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 4/25/2015 7:15:46 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityCBOE Futures Exchange, LLC04/24/2015Rule Certification that adds a rule regarding the opening process for CFE products and to make some related rule changes. It will become effective on or after May 8, 2015, on a date to be announced by CFE through the issuance of a circular.  1
Rule - Clearing OrganizationICE Clear Europe Limited04/24/2015Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements.  2
Rule - Trading FacilityChicago Mercantile Exchange, Inc.04/24/2015Amendments to CME Rule 589 ("Special Price Fluctuation Limits") for Certain Foreign Exchange Futures and Options Contracts  2
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)04/24/2015Amendments to CBOT Rule 589 ("Special Price Fluctuation Limits") for Certain Interest Rate Futures and Options Contracts  1
Rule - Trading FacilityCommodity Exchange, Inc.04/24/2015Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Certain Metals Futures and Options Contracts  1
Rule - Trading FacilityICAP Global Derivatives Limited04/23/2015Revised Facility Rulebook  3
Rule - Trading FacilityNASDAQ Futures, Inc.04/23/2015Summary Fines  1
Rule - Trading FacilityCBOE Futures Exchange, LLC04/21/2015Rule Certification that amends CFE Rule 526 and CFE Rule 527 to incorporate changes published by the CFTC to CFTC Regulations 1.22 and 1.23, which those Rules cite respectively.  1
Rule - Trading FacilityJavelin SEF, LLC04/21/2015Javelin SEF hereby submits it market maker program.  1
Rule - Clearing OrganizationLCH.Clearnet Ltd.04/21/2015Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual  1
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