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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 7/6/2015 7:18:08 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationICE Clear Credit LLC06/30/2015ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee.  2
Rule - Clearing OrganizationICE Clear US, Inc.06/29/2015Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources  1
Rule - Trading FacilityClear Markets North America, Inc.06/29/2015SEF Rulebook Amendment Certification  1
Rule - Trading FacilityNASDAQ Futures, Inc.06/29/2015Off-Exchange Reporting Broker  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.06/29/2015Modifications to the Natural Gas Financial Futures Spread Program  2
Rule - Trading FacilityChicago Mercantile Exchange, Inc.06/26/2015Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)06/26/2015Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.06/26/2015Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements  1
Rule - Trading FacilityCommodity Exchange, Inc.06/26/2015Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements  1
Rule - Trading FacilityOneChicago LLC06/25/2015Issuing Notice to Members 2015-20 (Execution Fee Cap for OCX.NoDivRisk Products)  1
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