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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 10/2/2014 4:23:32 AM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.10/01/2014Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts  1
Rule - Clearing OrganizationNorth American Derivatives Exchange, Inc.09/26/2014This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.09/24/2014Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)09/24/2014Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.09/24/2014Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850  1
Rule - Trading FacilityCommodity Exchange, Inc.09/24/2014Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850  1
Rule - Clearing OrganizationSingapore Exchange Derivatives Clearing Limited09/23/2014Rule amendments to specify the methodology for calculation of final settlement prices of the SGX petrochemical swaps contracts, which are intended to be accepted for clearing in the fourth quarter of 2014  1
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.09/23/2014Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers  2
Rule - Trading FacilityICE Futures U.S., Inc.09/19/2014Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for 44 regular-sized currency pair futures contracts from 50 lots to 5 lots.  1
Rule - Trading FacilityICE Futures U.S., Inc.09/19/2014Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for regular and mini-sized Gold and Silver futures and options to 5 lots.  1
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