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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 9/22/2014 10:16:00 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Trading FacilityICE Futures U.S., Inc.09/19/2014Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for 44 regular-sized currency pair futures contracts from 50 lots to 5 lots.  1
Rule - Trading FacilityICE Futures U.S., Inc.09/19/2014Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for regular and mini-sized Gold and Silver futures and options to 5 lots.  1
Rule - Clearing OrganizationChicago Mercantile Exchange, Inc.09/19/2014Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts  1
Rule - Trading FacilityChicago Mercantile Exchange, Inc.09/19/2014Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5  1
Rule - Trading FacilityChicago Board of Trade (Board of Trade of the City of Chicago, Inc.)09/19/2014Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.09/19/2014Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5  1
Rule - Trading FacilityCommodity Exchange, Inc.09/19/2014Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5  1
Rule - Trading FacilityCommodity Exchange, Inc.09/19/2014Modifications to the Agency Cross Fee Schedule  2
Rule - Trading FacilityNew York Mercantile Exchange, Inc.09/19/2014Modifications to the Agency Cross Fee Schedule  2
Rule - Trading FacilityICAP Global Derivatives Limited09/17/2014Revised Market Maker Program Rulebook  2
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