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Pending Filings and Actions

This list may include: DCM and DCO applications; requests for approval of products and rules; requests for CFTC actions; and requests for exemptions from CFTC Part 30. It does not include rule or product filings submitted under self-certification procedures unless comments have been requested for a specific certified submission.

Submitting Comments: Deadlines for submitting comments are included with the submission, where applicable. Comments can be filed electronically or with the Office of the Secretariat, CFTC, 1155 21st Street NW, Washington, DC 20581. All comments are posted to the CFTC website.

Search Pending Filings and Actions using the following criteria:

Filing Type:
Organization Initiator:
Official Receipt Date From: Open Calendar To: Open Calendar
Your query is: [Filing Type: ALL] AND [Organization Initiator: ALL] AND [Official Receipt Date From: To: ]
The results for the query dated : 8/29/2015 2:52:12 PM are:

Filing TypeOrganization InitiatorOfficial Receipt DateDescriptionComments Due ByRemarksAssociated Documents
Rule - Clearing OrganizationOptions Clearing Corporation08/28/2015This prposed rule change would allow a clearing fee waiver for exchange new products.  1
Rule - Trading FacilitytpSEF Inc.08/27/2015CFTC Regulation 40.6(a) rule certification in connection with certain amendments to tpSEF's Rulebook being made in connection a request by the CFTC's Division of Market Oversight dated August 11, 2015.  1
Rule - Product Terms and ConditionsNew York Mercantile Exchange, Inc.08/27/2015Amendments to NYMEX Chapter 5 Position Limits, Position Accountability and Reportable Level Table to Decrease the Spot Month Limit of Palladium Futures and Option Contracts Products Affected: Palladium  2
Rule - Product Terms and ConditionsCommodity Exchange, Inc.08/27/2015Notification Regarding the Change in the Exercise Month for the Copper Option Contract and Other Administrative Amendments to the Copper Option Product Rulebook Chapter Products Affected: Copper Option  1
Rule - Trading FacilityNew York Mercantile Exchange, Inc.08/26/2015Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures")  1
Rule - Trading FacilityCommodity Exchange, Inc.08/26/2015Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures")  1
Rule - Trading FacilityCommodity Exchange, Inc.08/25/2015Modifications to the Copper Options Broker Rebate Program  2
Rule - Clearing OrganizationLCH.Clearnet Ltd.08/24/2015The LCH.Clearnet Limited ForexClear service Risk-free Compression offering.  1
Rule - Product Terms and ConditionsNorth American Derivatives Exchange, Inc.08/24/2015EMERGENCY SUBMISSION NOTIFICATION: Nadex halted trading in its US Indices Binary and Variable Payout contracts on the morning of August 24, 2015 due to the lock limit down in the corresponding underlying markets upon which the Nadex contracts are based. Products Affected: US Tech 100, US SmallCap 2000, US 500, and Wall Street 30 Binary and Variable Payout contracts  2
Rule - Trading FacilityICE Futures U.S., Inc.08/24/2015EMERGENCY ACTION - Temporary Market Interruption - Russell Complex Futures and Options  1
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