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Foreign Boards of Trade Receiving Staff No Action Letters Permitting Direct Access from the U.S.

Search Foreign Boards of Trade Terminal Relief Filings using the following criteria:

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The results for the query dated : 8/22/2014 3:50:48 AM are:

Foreign Board of TradeLocationStatusDateRemarksAssociated Documents
Australian Securities ExchangeSydney, AUNo-Action Letter Issued08/10/1999Applied for registration pursuant to Commission Regulation Part 48.1
Australian Securities ExchangeSydney, AUAmended No-Action Letter Issued07/30/2001The no-action relief was amended to permit SFE (ASX) to place terminals in the facilities of non-exchange participants.1
Australian Securities ExchangeSydney, AUAmended No-Action Letter Issued10/25/2004The no-action relief was amended to permit SFE (ASX) to place terminals in the facilities of non-exchange participants.1
BM&F Bovespa S.A. - Bolsa de Valores, Mercadorias & FuturosSao Paulo, BRNo-Action Letter Issued09/26/2008Applied for registration pursuant to Commission Regulation Part 48.1
Deutsche TerminborseFrankfurt, DENo-Action Letter Revoked08/10/1999No-action letter was issued 2/19/96. Letter issued to DTB was superseded when no-action letter was issued to Eurex Deutschland, successor to DTB, on 8/10/99.0
Dubai Mercantile Exchange LimitedDubai, AENo-Action Letter Issued05/24/2007Applied for registration pursuant to Commission Regulation Part 48.1
Dubai Mercantile Exchange LimitedDubai, AEAmended No-Action Letter Issued07/03/2008The no-action relief was amended to add additional conditions for contracts that DME lists for direct access from the U.S. that settle against any price of (1) a contract listed for trading on a DCM or DTEF, or (2) a contract listed for trading on an exempt commercial market that has been determined to be a significant price discovery contract. The additional conditions are that DME set position limits or position accountability levels (including related hedge exemption provisions) on these contracts, publish daily trading information, and provide a daily report of large trader positions and a quarterly report concerning positions held that are above the set position limits.1
Eurex DeutschlandFrankfurt, DENo-Action Letter Issued08/10/1999Applied for registration pursuant to Commission Regulation Part 48. 1
Eurex DeutschlandFrankfurt, DEAmended No-Action Letter Issued10/25/2004The no-action relief was amended to permit participants of The Clearing Corporation (CCorp) to carry positions in Eurex products pursuant to the Euro-link agreement between CCorp and Eurex Clearing AG.1
Eurex DeutschlandFrankfurt, DEAmended No-Action Letter Issued04/21/2006The no-action relief was amended to include, subject to certain conditions, Eurex members who are registered with the CFTC as CPOs or CTAs, or who are exempt from such CPO or CTA registration pursuant to Commission Regulation 4.13 or 4.14, and who wish to submit orders on behalf of U.S. pools they operate or U.S. customer accounts for which they have discretionary authority, respectively. 1
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