| Organization | Type | Status | | Date | Cleared By | Remarks | Associated Documents |
| CME Alternative Marketplace, Inc. | EBOT | Notification Filed | as of | 07/01/2005 | CME | Acknowledgement letter was sent 08/12/08. Commodity categories: Hurricane Risk Landfall Options ("HURLOs") contracts. | 0 |
| Concredex LLC | EBOT | Notification Filed | as of | 04/11/2011 | | Acknowledgment letter was sent on 4/14/2011. Commodity categories: economic indexes. Concredex filed a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
| Currenex, Inc. | EBOT | Notification Filed | as of | 07/13/2011 | | Commodity Categories: Foreign currencies. Currenex filed a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
| Dealerweb Inc. | EBOT | Notification Filed | as of | 03/27/2012 | | Acknowledgment letter was sent on 6/13/12. Commodity Categories: Swaps on Markit interest-only securities indices and commercial mortgage-backed securities indices. | 0 |
| Derivatives Bridge, LLC | EBOT | Notification Filed | as of | 03/26/2008 | | Acknowledgement letter was sent 06/02/08. Commodity Categories: Interest and Default Rates on various types of Mortgages and Commercial Loans. Derivatives Bridge filed a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
| Eris Exchange, LLC | EBOT | Notification Filed | as of | 02/04/2010 | | Acknowledgment Letter sent 4/30/2010. Commodity Categories: Interest Rates. Eris filed a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
| Fenics | EBOT | Notification Filed | as of | 01/21/2010 | | Acknowledgement letter send 6/02/2010 | 0 |
| First Derivatives (Exchange) Limited | EBOT | Notification Filed | as of | 02/27/2013 | | On February 27, 2013, First Derivatives (Exchange) Limited provided notice of its operation as an EBOT. An acknowledgement letter was sent on June 11, 2013. Commodity categories: foreign currency. | 0 |
| FX Alliance | EBOT | Notification Filed - Not Trading | as of | 07/15/2011 | | FX Alliancefiled a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
| FX Connect | EBOT | Notification Filed | as of | 07/13/2011 | | Commodity Categories: foreign currencies. FX Connect filed a petition for grandfather relief in order to continue operating as an exempt board of trade until July 16, 2012. | 0 |
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